PURPOSE OF THE ROLE
Ensure that Regulatory Risk is kept within the Aviva and Navigator’s risk appetite via an effective compliance framework.
Promote adherence to regulatory obligations by providing advisory support to Management on relevant regulatory matters, including new regulatory developments.
Provide compliance assurance to the Board via the annual Compliance work plan, including the effective execution of compliance monitoring activities.
Improve the quality of internal controls by providing recommendations on risk mitigating actions
Support the Board/Management oversight of regulatory risk by preparing regular, relevant and informative compliance reports
Ensure that customers are treated fairly by advocating good market conduct practices within Navigator business, in line with Aviva Conduct Risk Policy and MAS Fair Dealing Outcomes.
Senior Leadership team
External authorities (primarily MAS, CPF Board, IMAS, CAD, enforcement agencies)
Compliance Officers of other insurers and financial service providers
Group Regulatory & Financial Crime in UK
Regional Compliance & other Compliance Heads
Regional Compliance and BU Risk team
Professional compliance qualification
CMFAS Module 5, 9, 9A and HI
Proficient in regulations:
Up to 5 years’ experience in financial services industry